Schedule 13G

-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, M2vcgfz38dlqZ2Z5scjOoLt/lhc41EyLKG8xG9tqGgRqZm5N4oV3H+JMQfj51t2B HphRfo5h0kpmwohu5+vPAA== 0001193125-05-029286.txt : 20050214 0001193125-05-029286.hdr.sgml : 20050214 20050214162915 ACCESSION NUMBER: 0001193125-05-029286 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20050214 DATE AS OF CHANGE: 20050214 GROUP MEMBERS: DAVID M. MAUNEY, M.D. GROUP MEMBERS: JAY WATKINS GROUP MEMBERS: RICHARD M. FERRARI SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FOXHOLLOW TECHNOLOGIES, INC. CENTRAL INDEX KEY: 0001217688 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 943252085 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-80438 FILM NUMBER: 05610930 BUSINESS ADDRESS: STREET 1: 740 BAY ROAD CITY: REDWOOD CITY STATE: CA ZIP: 94063-2469 BUSINESS PHONE: 650-421-8400 MAIL ADDRESS: STREET 1: 740 BAY ROAD CITY: REDWOOD CITY STATE: CA ZIP: 94063-2469 FORMER COMPANY: FORMER CONFORMED NAME: FOX HOLLOW TECHNOLOGIES INC DATE OF NAME CHANGE: 20030206 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: DOTZLER FREDERICK J CENTRAL INDEX KEY: 0001306444 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: BUSINESS PHONE: 650-329-1999 MAIL ADDRESS: STREET 1: 1550 EL CAMINO REAL STREET 2: SUITE 150 CITY: MENLO PARK STATE: CA ZIP: 94025 SC 13G 1 dsc13g.htm SCHEDULE 13G Schedule 13G


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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No. )*

FoxHollow Technologies, Inc.

(Name of Issuer)

Common Stock

(Title of Class of Securities)

35166A 10 3

(CUSIP Number)

December 31, 2004

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨ Rule 13d-1(b)

¨ Rule 13d-1(c)

x Rule 13d-1(d)

The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be ‘‘filed’’ for the purpose of Section 18 of the Securities Exchange Act of 1934 (‘‘Act’’) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

SEC 1745 (12-02)

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CUSIP No. 35166A 10 3


1.		Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only) Frederick J. Dotzler
2.		Check the Appropriate Box if a Member of a Group (See Instructions) (a) ¨ (b) ¨
3.		SEC Use Only
4.		Citizenship or Place of Organization United States of America

Number of

Beneficially

Owned by

Each

Reporting

Person

With:

5. Sole Voting Power

6. Shared Voting Power

2,100,576 ⁽¹⁾

7. Sole Dispositive Power

8. Shared Dispositive Power

2,100,576 ⁽¹⁾


9.	Aggregate Amount Beneficially Owned by Each Reporting Person 2,100,576 ⁽¹⁾
10.	Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)	¨
11.	Percent of Class Represented by Amount in Row (9) 9.1%
12.	Type of Reporting Person (See Instructions) IN

(1)

Includes 1,753,583 shares held by De Novo (Q) Ventures I, L.P. and 346,993 shares held by De Novo Ventures I, L.P. De Novo Management, L.L.C. is the sole general partner of De Novo (Q) Ventures I, L.P. and De Novo Ventures I, L.P. John B. Simpson, Frederick J. Dotzler, David M. Mauney, Richard M. Ferrari and Jay Watkins are managing directors of De Novo Management, L.L.C. and share voting and dispositive power with regard to shares held by De Novo (Q) Ventures I, L.P. and De Novo Ventures I, L.P. Mr. Dotzler disclaims beneficial ownership of all such shares except to the extent of his individual pecuniary interest therein.

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CUSIP No. 35166A 10 3


1.		Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). David M. Mauney, M.D.
2.		Check the Appropriate Box if a Member of a Group (See Instructions) (a) ¨ (b) ¨
3.		SEC Use Only
4.		Citizenship or Place of Organization United States of America

Number of

Beneficially

Owned by

Each

Reporting

Person

With:

5. Sole Voting Power

59,100

6. Shared Voting Power

2,120,907 ⁽²⁾

7. Sole Dispositive Power

59,100

8. Shared Dispositive Power

2,120,907 ⁽²⁾


9.	Aggregate Amount Beneficially Owned by Each Reporting Person 2,180,007⁽²⁾
10.	Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)	¨
11.	Percent of Class Represented by Amount in Row (9) 9.5%
12.	Type of Reporting Person (See Instructions) IN

⁽²⁾

Includes 1,753,583 shares held by De Novo (Q) Ventures I, L.P. and 346,993 shares held by De Novo Ventures I, L.P. De Novo Management, L.L.C. is the sole general partner of De Novo (Q) Ventures I, L.P. and De Novo Ventures I, L.P. John B. Simpson, Frederick J. Dotzler, David M. Mauney, Richard M. Ferrari and Jay Watkins are managing directors of De Novo Management, L.L.C. and share voting and dispositive power with regard to shares held by De Novo (Q) Ventures I, L.P. and De Novo Ventures I, L.P. Also includes 20,331 shares held by the estate of F. Maxton Mauney, Jr. of which Dr. Mauney is a co-executor. Dr. Mauney disclaims beneficial ownership of all such shares except to the extent of his individual pecuniary interest therein.

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CUSIP No. 35166A 10 3


1.		Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only) Richard M. Ferrari
2.		Check the Appropriate Box if a Member of a Group (See Instructions) (a) ¨ (b) ¨
3.		SEC Use Only
4.		Citizenship or Place of Organization United States of America

Number of

Beneficially

Owned by

Each

Reporting

Person

With:

5. Sole Voting Power

15,000 ⁽³⁾

6. Shared Voting Power

2,100,576 ⁽⁴⁾

7. Sole Dispositive Power

15,000 ⁽³⁾

8. Shared Dispositive Power

2,100,576 ⁽⁴⁾


9.	Aggregate Amount Beneficially Owned by Each Reporting Person 2,115,576⁽³⁾⁽⁴⁾
10.	Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)	¨
11.	Percent of Class Represented by Amount in Row (9) 9.2%
12.	Type of Reporting Person (See Instructions) IN

⁽³⁾	These shares are issuable upon exercise of an outstanding option issued to Mr. Ferrari.

⁽⁴⁾

Includes 1,753,583 shares held by De Novo (Q) Ventures I, L.P. and 346,993 shares held by De Novo Ventures I, L.P. De Novo Management, L.L.C. is the sole general partner of De Novo (Q) Ventures I, L.P. and De Novo Ventures I, L.P. John B. Simpson, Frederick J. Dotzler, David M. Mauney, Richard M. Ferrari and Jay Watkins are managing directors of De Novo Management, L.L.C. and share voting and dispositive power with regard to shares held by De Novo (Q) Ventures I, L.P. and De Novo Ventures I, L.P. Mr. Ferrari disclaims beneficial ownership of all such shares except to the extent of his individual pecuniary interest therein.

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CUSIP No. 35166A 10 3


1.		Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only) Jay Watkins
2.		Check the Appropriate Box if a Member of a Group (See Instructions) (a) ¨ (b) ¨
3.		SEC Use Only
4.		Citizenship or Place of Organization United States of America

Number of

Beneficially

Owned by

Each

Reporting

Person

With:

5. Sole Voting Power

6. Shared Voting Power

2,100,576 ⁽⁵⁾

7. Sole Dispositive Power

8. Shared Dispositive Power

2,100,576 ⁽⁵⁾


9.	Aggregate Amount Beneficially Owned by Each Reporting Person 2,100,576 ⁽⁵⁾
10.	Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)	¨
11.	Percent of Class Represented by Amount in Row (9) 9.1%
12.	Type of Reporting Person (See Instructions) IN

⁽⁵⁾

Includes 1,753,583 shares held by De Novo (Q) Ventures I, L.P. and 346,993 shares held by De Novo Ventures I, L.P. De Novo Management, L.L.C. is the sole general partner of De Novo (Q) Ventures I, L.P. and De Novo Ventures I, L.P. John B. Simpson, Frederick J. Dotzler, David M. Mauney, Richard M. Ferrari and Jay Watkins are managing directors of De Novo Management, L.L.C. and share voting and dispositive power with regard to shares held by De Novo (Q) Ventures I, L.P. and De Novo Ventures I, L.P. Mr. Watkins disclaims beneficial ownership of all such shares except to the extent of his individual pecuniary interest therein.

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Item 1.

(a)

Name of Issuer:

FoxHollow Technologies, Inc.

(b)

Address of Issuer’s Principal Executive Offices:

740 Bay Road, Redwood City, California, 94063-2469

Item 2.

(a)

Name of Person Filing:

Frederick J. Dotzler

David M. Mauney

Richard M. Ferrari

Jay Watkins

(b)

Address of Principal Business Office or, if none, Residence:

c/o De Novo Ventures

1550 El Camino Real, Suite 150, Menlo Park, California, 94025

(c)

Citizenship:

Frederick J. Dotzler United States of America

David M. Mauney United States of America

Richard M. Ferrari United States of America

Jay Watkins United States of America

Item 3.

If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

(a)

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).

(b)

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).

(c)

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).

(d)

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8).

(e)

An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);

(f)

An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);

(g)

A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);

(h)

A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813));

(i)

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

(j)

Group, in accordance with §240.13d-1(b)(1)(ii)(J).

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Item 4.		Ownership.

		Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.


(a)	Amount beneficially owned:

	Frederick J. Dotzler	2,100,576⁽¹⁾

	David M. Mauney	2,180,007⁽²⁾

	Richard M. Ferrari	2,115,576⁽³⁾⁽⁴⁾

	Jay Watkins	2,100,576⁽⁵⁾

(b)	Percent of class:

	Frederick J. Dotzler	9.1%

	David M. Mauney	9.5%

	Richard M. Ferrari	9.2%

	Jay Watkins	9.1%

(c)	Number of shares as to which such person has:

	(i) Sole power to vote or to direct the vote:

	Frederick J. Dotzler	0

	David M. Mauney	59,100

	Richard M. Ferrari	15,000⁽³⁾

	Jay Watkins	0

	(ii) Shared power to vote or to direct the vote:

	Frederick J. Dotzler	2,100,576⁽¹⁾

	David M. Mauney	2,120,907⁽²⁾

	Richard M. Ferrari	2,100,576⁽⁴⁾

	Jay Watkins	2,100,576⁽⁵⁾

	(iii) Sole power to dispose or to direct the disposition of:

	Frederick J. Dotzler	0

	David M. Mauney	59,100

	Richard M. Ferrari	15,000⁽³⁾

	Jay Watkins	0

	(iv) Shared power to dispose or to direct the disposition of:

	Frederick J. Dotzler	2,100,576⁽¹⁾

	David M. Mauney	2,120,907⁽²⁾

	Richard M. Ferrari	2,100,576⁽⁴⁾

	Jay Watkins	2,100,576⁽⁵⁾

Instruction. For computations regarding securities which represent a right to acquire an underlying security, see §240.13d-3(d)(1).



Item 5.		Ownership of Five Percent or Less of a Class

		Not applicable.

Item 6.		Ownership of More than Five Percent on Behalf of Another Person

		Not applicable.

Item 7.		Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company

		Not applicable.

Item 8.		Identification and Classification of Members of the Group

		Not applicable.

Item 9.		Notice of Dissolution of Group

		Not applicable.

Item 10.		Certification

		Not applicable.

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SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Date: February 14, 2005

/s/ Frederick J. Dotzler

Frederick J. Dotzler

/s/ David M. Mauney, M.D.

David M. Mauney, M.D.

/s/ Richard M. Ferrari

Richard M. Ferrari

/s/ Jay Watkins

Jay Watkins

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Exhibit A

JOINT FILING AGREEMENT

In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13G (including amendments thereto) relating to the Common Stock of FoxHollow Technologies, Inc. and further agree that this Joint Filing Agreement be included as an exhibit to such Schedule 13G. In evidence thereof, the undersigned hereby execute this Agreement as of February 14, 2005.

/s/ Frederick J. Dotzler

Frederick J. Dotzler

/s/ David M. Mauney, M.D.

David M. Mauney, M.D.

/s/ Richard M. Ferrari

Richard M. Ferrari

/s/ Jay Watkins

Jay Watkins

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